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Morgan Stanley discloses regulators’ request for business communications records -filing -Breaking

by Mike Robinson

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© Reuters. FILE PHOTO: The brand for Morgan Stanley is seen on the buying and selling ground on the New York Inventory Change (NYSE) in Manhattan, New York Metropolis, U.S., August 3, 2021. REUTERS/Andrew Kelly

NEW YORK (Reuters) – Morgan Stanley (NYSE:) disclosed in a submitting on Wednesday that it’s responding to “requests for info from regulators regarding its compliance with record-keeping necessities.”

The request is expounded to enterprise communications on messaging platforms that weren’t authorized by the agency, the financial institution stated in a regulatory submitting.

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