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U.S. regulator fines Credit Suisse $9 million -Breaking

by Mike Robinson

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© Reuters. FILE PHOTO : This sign can be seen at the Financial Industry Regulatory Authority offices in Manhattan (New York City), U.S.A, September 11, 2020. REUTERS/Andrew Kelly/File photo

(Reuters) – A U.S. regulator has issued a fine for a unit that was found guilty of violating the U.S. regulations. Credit Suisse Group AG $8 million for breaking laws designed to protect investors. This includes a requirement that research reports be disclosed about potential conflicts of interests.

Credit Suisse didn’t admit to wrongdoing when it agreed to settlement with Financial Industry Regulatory Authority.

 

 

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